The Florida Senate

HB 357: Financial Services Commission

GENERAL BILL by Ambler

Financial Services Commission; authorizes Financial Services Commission to require electronic submission of forms, documents, or fees; authorizes commission to prescribe requirements for destroying books, accounts, records, & documents; requires licensure of mortgage brokerage businesses; specifies certain education & testing requirements for certain principal representatives & for certain applications or transfer applications, etc. Amends Chs. 494, 516, 520, 537, 560.

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• Bill History

  Date	Chamber	Action
  12/18/2003	House	• Prefiled
  1/22/2004	House	• Referred to Banking & Securities (COM); Commerce; Finance & Tax; Commerce & Local Affairs Appropriations (AP); Appropriations
  2/17/2004	House	• Withdrawn from Banking & Securities (COM); Commerce; Finance & Tax; Commerce & Local Affairs Appropriations (AP); Appropriations; Withdrawn prior to introduction,Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335) -HJ 00036

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• HB 357, Original Filed Version (Current Bill Version) Posted 12/18/2003 at 4:46 PM

  Bill Text:	Web Page | PDF

  Analyses:	None

  Related Bills (5)

  Bill Number	Subject	Filed By	Relationship	Last Action and Location
  H 621	Financial Reg. Office/Pub. Rec.	Ambler	Linked	Last Action: 2/17/2004 H Withdrawn from Commerce; State Administration; Withdrawn prior to introduction -HJ 00054 Location:
  H 1789		Commerce	Similar	Last Action: 4/30/2004 H Died on Calendar, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335) Location:
  S 1624 (c3)	Banking Regulation	Sebesta	Compare	Last Action: 4/30/2004 H Died in Messages, Link/Iden/Sim/Compare passed, refer to CS/SB 1678 (Ch. 2004-335) Location:
  S 1678 (e1)		Governmental Oversight and Productivity	Compare	Last Action: 6/18/2004 Approved by Governor; Chapter No. 2004-335 Location:
  S 2416 (c1)	Financial Reg. Office/Pub. Rec.	Sebesta	Compare	Last Action: 4/30/2004 S Died in Committee on Judiciary Location:

  Citations - Statutes (41)

  Citation	Catchline	Location in Bill Location In Bill Help
  494.0011	Powers and duties of the commission and office.
  494.0016	Books, accounts, and records; maintenance; examinations by the office.
  494.0029	Mortgage business schools.
  494.00295	Professional education.
  494.003	Exemptions.
  494.0031	Licensure as a mortgage brokerage business.
  494.0033	Mortgage broker's license.
  494.0034	Renewal of mortgage broker's license.
  494.0036	Mortgage brokerage business branch offices.
  494.0041	Administrative penalties and fines; license violations.
  494.006	Exemptions.
  494.0061	Mortgage lender's license requirements.
  494.0062	Correspondent mortgage lender's license requirements.
  494.0064	Renewal of mortgage lender's license; branch office license renewal.
  494.0065	Saving clause.
  494.0066	Branch offices.
  494.0067	Requirements of licensees under ss. 494.006-494.0077.
  494.0072	Administrative penalties and fines; license violations.
  494.00721	Net worth.
  516.03	Application for license; fees; etc.
  516.07	Grounds for denial of license or for disciplinary action.
  516.12	Records to be kept by licensee.
  520.03	Licenses.
  520.32	Licenses.
  520.52	Licensees.
  520.63	Licensees.
  520.994	Powers of office.
  520.995	Grounds for disciplinary action.
  537.009	Recordkeeping; reporting; safekeeping of property.
  560.105	Supervisory powers; rulemaking.
  560.114	Disciplinary actions.
  560.118	Examinations, reports, and internal audits; penalty.
  560.121	Records; limited restrictions upon public access.
  560.205	Qualifications of applicant for registration; contents.
  560.207	Renewal of registration; registration fee.
  560.210	Permissible investments.
  560.211	Records.
  560.305	Application.
  560.306	Standards.
  560.308	Registration terms; renewal; renewal fees.
  560.310	Records of check cashers and foreign currency exchangers.

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