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Glossary of Legislative Terms

CS/CS/SB 914: Intrastate Crowdfunding

GENERAL BILL by Appropriations ; Banking and Insurance ; Richter

Intrastate Crowdfunding; Defining the term “intermediary” for purposes of the Florida Securities and Investor Protection Act; exempting offers or sales of securities by certain issuers from registration requirements; exempting the intrastate offering and sale of certain securities from certain regulatory requirements; providing registration requirements for an intermediary; requiring an intermediary to comply with specified recordkeeping requirements; including an intermediary in the disciplinary provisions, etc. APPROPRIATION: $120,000

Effective Date: 10/1/2015
 Last Action: 4/28/2015 Senate - Laid on Table, companion bill(s) passed, see CS/CS/CS/HB 275 (Ch. 2015-171) -SJ 686
Bill Text: Web Page | PDF
Senate Committee References:
  1. Banking and Insurance (BI)
  2. Appropriations Subcommittee on General Government (AGG)
  3. Appropriations (AP)

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  • Bill History

    Date Chamber Action
    2/13/2015 Senate • Filed
    2/26/2015 Senate • Referred to Banking and Insurance; Appropriations Subcommittee on General Government; Appropriations -SJ 94
    3/3/2015 Senate • Introduced -SJ 94
    3/26/2015 Senate • On Committee agenda-- Banking and Insurance, 03/31/15, 10:00 am, 110 Senate Office Building
    3/31/2015 Senate • CS by Banking and Insurance; YEAS 10 NAYS 0 -SJ 343
    4/2/2015 Senate • Pending reference review under Rule 4.7(2) - (Committee Substitute)
    • Now in Appropriations Subcommittee on General Government -SJ 343
    • CS by Banking and Insurance read 1st time -SJ 347
    4/9/2015 Senate • On Committee agenda-- Appropriations Subcommittee on General Government, 04/14/15, 1:30 pm, 110 Senate Office Building
    4/14/2015 Senate • Subcommittee Recommendation: CS/CS by Appropriations Subcommittee on General Government; YEAS 5 NAYS 0 -SJ 426
    4/16/2015 Senate • Now in Appropriations -SJ 426
    • On Committee agenda-- Appropriations, 04/21/15, 10:00 am, 412 Knott Building --Not Considered
    4/22/2015 Senate • On Committee agenda-- Appropriations, 04/23/15, 8:00 am, 412 Knott Building
    4/23/2015 Senate • CS/CS by- Appropriations; YEAS 17 NAYS 0 -SJ 634
    4/24/2015 Senate • Pending reference review -under Rule 4.7(2) - (Committee Substitute)
    • Placed on Calendar, on 2nd reading -SJ 634
    • Placed on Special Order Calendar, 04/28/15
    • CS/CS by Appropriations read 1st time -SJ 636
    4/28/2015 Senate • Read 2nd time -SJ 686
    • Substituted CS/CS/CS/HB 275 -SJ 686
    • Laid on Table, companion bill(s) passed, see CS/CS/CS/HB 275 (Ch. 2015-171) -SJ 686

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  • CS/CS/SB 914, Committee Substitute 2 (Current Bill Version) Posted 4/24/2015 at 3:59 PM

    Bill Text:   Web Page | PDF
    Analyses:   None

    Related Bills (1)

    Bill Number Subject Filed By Relationship Last Action and Location Track Bills
    H 275 (er) Intrastate Crowdfunding Santiago Similar Last Action: 6/17/2015 Chapter No. 2015-171
    Location: Became Law     		Track This Bill

    Citations - Statutes (7)

    Citation Catchline Location in Bill Location In Bill Help
    517.021 Definitions. Page 2 (pdf)
    517.061 Exempt transactions. Page 2 (pdf)
    517.0611 Page 14 (pdf)
    517.12 Registration of dealers, associated persons, and investment advisers. Page 27 (pdf)
    517.121 Books and records requirements; examinations. Page 44 (pdf)
    517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, or associated person. Page 44 (pdf)
    626.9911 Definitions. Page 50 (pdf)

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  • CS/SB 914, Committee Substitute 1 Posted 4/2/2015 at 3:53 PM

    Bill Text:   Web Page | PDF
    Analyses:   Appropriations Subcommittee on General Government (Pre-Meeting) 4/13/2015 (pdf)
    Appropriations Subcommittee on General Government (Post-Meeting) 4/16/2015 (pdf)
    Appropriations (Pre-Meeting) 4/20/2015 (pdf)
    Appropriations PCS 706156 (Pre-Meeting) 4/20/2015 (pdf)
    Appropriations (Post-Meeting) 4/24/2015 (pdf)

    Related Bills (1)

    Bill Number Subject Filed By Relationship Last Action and Location Track Bills
    H 275 (c3) Intrastate Crowdfunding Santiago Similar Last Action: 6/17/2015 Chapter No. 2015-171
    Location: Became Law     		Track This Bill

    Proposed Committee Substitutes (1)

    PCS and Amendments Sponsor Filed Last Committee Action Format
    706156 - Proposed Committee Substitute Appropriations 4/16/2015
    11:35 AM     		Replaced by Committee Substitute
    4/23/2015    		 Web Page
    PDF

    Committee Amendments (2)

    Amendment Sponsor Filed Last Committee Action Format
    254474 - Amendment
    Delete line 1301 and insert:     		Appropriations Subcommittee on General Government
    (Simpson)     		4/13/2015
    11:21 AM     		Replaced by Committee Substitute
    4/14/2015     		Web Page
    PDF
    635024 - Amendment
    Between lines 1439 and 1440 insert:     		Appropriations Subcommittee on General Government
    (Simpson)     		4/13/2015
    11:21 AM     		Replaced by Committee Substitute
    4/14/2015     		Web Page
    PDF

    Committee Votes (2)

    Date Committee Result
    4/14/2015 1:30 PM Appropriations Subcommittee on General Government 5 Yeas - 0 Nays
    4/23/2015 8:00 AM Appropriations 17 Yeas - 0 Nays

    Citations - Statutes (7)

    Citation Catchline Location in Bill Location In Bill Help
    517.021 Definitions. Page 2 (pdf)
    517.061 Exempt transactions. Page 2 (pdf)
    517.0611 Page 14 (pdf)
    517.12 Registration of dealers, associated persons, and investment advisers. Page 27 (pdf)
    517.121 Books and records requirements; examinations. Page 44 (pdf)
    517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, or associated person. Page 44 (pdf)
    626.9911 Definitions. Page 50 (pdf)

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  • SB 914, Original Filed Version Posted 2/13/2015 at 3:31 PM

    Bill Text:   Web Page | PDF
    Analyses:   Banking and Insurance (Pre-Meeting) 3/30/2015 (pdf)
    Banking and Insurance (Post-Meeting) 4/2/2015 (pdf)

    Related Bills (1)

    Bill Number Subject Filed By Relationship Last Action and Location Track Bills
    H 275 (c2) Offer or Sale of Securities Santiago Compare Last Action: 6/17/2015 Chapter No. 2015-171
    Location: Became Law     		Track This Bill

    Committee Amendments (2)

    Amendment Sponsor Filed Last Committee Action Format
    171858 - Amendment (Delete All)
    Delete everything after the enacting clause and insert:     		Banking and Insurance
    (Richter)     		3/30/2015
    8:19 AM     		Replaced by Committee Substitute
    3/31/2015     		Web Page
    PDF
    hierarchy 592182 - Amendment to Amendment (171858)
    Delete lines 418 - 1144 and insert:     		Banking and Insurance
    (Richter)     		3/30/2015
    4:43 PM     		Replaced by Committee Substitute
    3/31/2015     		Web Page
    PDF

    Committee Votes (1)

    Date Committee Result
    3/31/2015 10:00 AM Banking and Insurance 10 Yeas - 0 Nays

    Citations - Statutes (4)

    Citation Catchline Location in Bill Location In Bill Help
    517.021 Definitions. Page 1 (pdf)
    517.061 Exempt transactions. Page 2 (pdf)
    517.12 Registration of dealers, associated persons, and investment advisers. Page 7 (pdf)
    626.9911 Definitions. Page 8 (pdf)

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