HB 379: Securities
GENERAL BILL by Barnaby
Securities ; Revises circumstances under which securities transactions are exempt from registration requirements; revises filing requirements for securities issuers under Florida Invest Local Exemption law; revises requirements for securities registration applications; revises list of individuals who must submit fingerprints for live-scan processing for registration applications; revises written assurances requirements that merger & acquisition brokers must receive from certain control persons; revises circumstances under which merger & acquisition brokers are not exempt from specified securities registration; revises circumstances under which person is eligible for payment from Securities Guaranty Fund.
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Bill History
Date Chamber Action 2/4/2025 House • Filed
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HB 379, Original Filed Version (Current Bill Version) Posted 2/4/2025 at 10:32 AM
Bill Text: PDF Analyses: None Citations - Statutes (12)
Citation Catchline Location in Bill Location In Bill Help 517.021 Definitions. Page 2 (pdf) 517.061 Exempt transactions. Page 4 (pdf) 517.0612 Florida Invest Local Exemption. Page 12 (pdf) 517.0614 Integration of offerings. Page 12 (pdf) 517.0616 Disqualification. Page 13 (pdf) 517.075 Cuba, prospectus disclosure of doing business with, required. Page 14 (pdf) 517.081 Registration procedure. Page 14 (pdf) 517.12 Registration of dealers, associated persons, intermediaries, and investment advisers. Page 16 (pdf) 517.131 Securities Guaranty Fund. Page 39 (pdf) 517.211 Private remedies available in cases of unlawful sale. Page 44 (pdf) 517.301 Fraudulent transactions; falsification or concealment of facts. Page 44 (pdf) 517.315 Fees. Page 45 (pdf)