SB 1880: Offers and Sales of Securities
GENERAL BILL by Gruters
Offers and Sales of Securities; Excluding certain securities offers and sales by specified persons from the exemption from specified registration requirements; revising requirements for securities offers and sales that are exempt transactions under specified laws; revising the information and documents that the Office of Financial Regulation may require for securities registration; revising circumstances under which the office may revoke or suspend securities registrations; deleting issuers of securities from the list of persons that may not offer for sale or sell securities without being registered; requiring finders to maintain certain books and records, etc.
Effective Date: 7/1/2022
Last Action: 3/14/2022 Senate - Died in Banking and Insurance
Bill Text: Web Page | PDF
Last Action: 3/14/2022 Senate - Died in Banking and Insurance
Bill Text: Web Page | PDF
Senate Committee References:
- Banking and Insurance (BI)
- Appropriations Subcommittee on Agriculture, Environment, and General Government (AEG)
- Appropriations (AP)
Bill History
| Date | Chamber | Action |
|---|---|---|
| 1/10/2022 | Senate |
• Filed |
| 1/12/2022 | Senate |
• Referred to Banking and Insurance; Appropriations Subcommittee on Agriculture, Environment, and General Government; Appropriations -SJ 163 |
| 1/18/2022 | Senate |
• Introduced -SJ 162 |
| 3/12/2022 | Senate |
• Indefinitely postponed and withdrawn from consideration |
| 3/14/2022 | Senate |
• Died in Banking and Insurance |
