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The Florida Senate

HB 379: Securities

GENERAL BILL by Barnaby

Securities ; Revises circumstances under which securities transactions are exempt from registration requirements; revises filing requirements for securities issuers under Florida Invest Local Exemption law; revises requirements for securities registration applications; revises list of individuals who must submit fingerprints for live-scan processing for registration applications; revises written assurances requirements that merger & acquisition brokers must receive from certain control persons; revises circumstances under which merger & acquisition brokers are not exempt from specified securities registration; revises circumstances under which person is eligible for payment from Securities Guaranty Fund.

Effective Date: upon becoming a law
Last Action: 2/12/2025 House - Now in Insurance & Banking Subcommittee
Bill Text: PDF



Bill History

Date Chamber Action
2/4/2025 House • Filed
2/12/2025 House • Referred to Insurance & Banking Subcommittee
• Referred to Commerce Committee
• Now in Insurance & Banking Subcommittee