HB 379: Securities
GENERAL BILL by Barnaby
Securities ; Revises circumstances under which securities transactions are exempt from registration requirements; revises filing requirements for securities issuers under Florida Invest Local Exemption law; revises requirements for securities registration applications; revises list of individuals who must submit fingerprints for live-scan processing for registration applications; revises written assurances requirements that merger & acquisition brokers must receive from certain control persons; revises circumstances under which merger & acquisition brokers are not exempt from specified securities registration; revises circumstances under which person is eligible for payment from Securities Guaranty Fund.
Bill History
| Date | Chamber | Action |
|---|---|---|
| 2/4/2025 | House |
• Filed |