SB 2122: Securities Transactions
GENERAL BILL by Lee ; (CO-INTRODUCERS) Bronson ; Williams
Securities Transactions; limits certain assessment fee reductions under certain circumstances; creates Investment Fraud Restoration Financing Corporation; authorizes Banking & Finance Dept. & corporation to enter into service contracts for certain purposes; authorizes corporation to validate bond obligations; exempts corporation from certain taxes & assessments; authorizes Auditor General to conduct audit of corporation, etc. Amends Ch. 517.
Effective Date: 05/21/1998
Last Action: 5/21/1998 - Approved by Governor; Chapter No. 98-82
Bill Text: Web Page | PDF
Last Action: 5/21/1998 - Approved by Governor; Chapter No. 98-82
Bill Text: Web Page | PDF
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Bill History
Date Chamber Action 3/3/1998 Senate • Filed
3/18/1998 Senate • Introduced, referred to Banking and Insurance; Governmental Reform and Oversight; Ways and Means -SJ 00197
3/26/1998 Senate • On Committee agenda-- Banking and Insurance, 03/31/98, 1:30 pm, Room-EL
3/31/1998 Senate • Comm. Action: Favorable with 2 amendment(s) by Banking and Insurance -SJ 00344
4/1/1998 Senate • Now in Governmental Reform and Oversight -SJ 00344
4/2/1998 Senate • On Committee agenda-- Governmental Reform and Oversight, 04/07/98, 2:00 pm, Room-309C
4/7/1998 Senate • Comm. Action: Favorable by Governmental Reform and Oversight -SJ 00407
4/8/1998 Senate • Now in Ways and Means -SJ 00407
4/15/1998 Senate • Withdrawn from Ways and Means -SJ 00462; Placed on Calendar
4/24/1998 Senate • Placed on Special Order Calendar -SJ 00927
4/27/1998 Senate • Placed on Special Order Calendar -SJ 00927; Read second time -SJ 00968; Amendment(s) adopted -SJ 00968; Ordered engrossed -SJ 00968
4/28/1998 Senate • Read third time -SJ 00991; Passed as amended; YEAS 38 NAYS 0 -SJ 00991
4/28/1998 House • In Messages; Received -HJ 01444; In Economic Impact Council, pending ranking -HJ 01444; Substituted for HB 4009 -HJ 01477; Read second and third times -HJ 01477; Passed; YEAS 120 NAYS 0 -HJ 01477
4/28/1998 Senate • Ordered enrolled -SJ 01098
5/6/1998 • Signed by Officers and presented to Governor
5/21/1998 • Approved by Governor; Chapter No. 98-82
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SB 2122, Enrolled (Current Bill Version) Posted 4/29/1998 at 6:38 AM
Bill Text: Web Page | PDF Analyses: None Related Bills (2)
Bill Number Subject Filed By Relationship Last Action and Location H 4009 (e1) Securities Transactions Tamargo Similar Last Action: 4/28/1998 H Senate Bill substituted; Laid on Table, Iden./Sim./Compare Bill(s) passed, refer to SB 2122 (Ch. 98-82) -HJ 01476
Location:S 1174 Investment Fraud Restoration TF Lee Compare Last Action: 5/1/1998 S Died in Committee on Banking and Insurance, Iden./Sim./Compare Bill(s) passed, refer to SB 2122 (Ch. 98-82)
Location:Citations - Statutes (4)
Citation Catchline Location in Bill Location In Bill Help 517.12 Registration of dealers, associated persons, investment advisers, and branch offices. 517.1203 Allocation and disbursement of assessment fees. 517.1204 517.131 Securities Guaranty Fund. -
SB 2122, Engrossed 1 Posted 4/28/1998 at 7:04 AM
Bill Text: Web Page | PDF Analyses: None Floor Votes (2)
Date Chamber Result 4/28/1998 10:33 AM Senate 38 Yeas - 0 Nays 4/28/1998 1:46 PM House 120 Yeas - 0 Nays Citations - Statutes (4)
Citation Catchline Location in Bill Location In Bill Help 517.12 Registration of dealers, associated persons, investment advisers, and branch offices. 517.1203 Allocation and disbursement of assessment fees. 517.1204 517.131 Securities Guaranty Fund. -
SB 2122, Original Filed Version Posted 3/11/1998 at 2:18 AM
Bill Text: Web Page | PDF Analyses: Banking and Insurance (Post-Meeting) 3/24/1998 (pdf)
Governmental Reform and Oversight (Post-Meeting) 4/3/1998 (pdf)
Committee Amendments (2)
Amendment Sponsor Filed Last Committee Action Format 094144 - Amendment
Banking and Insurance 5/10/1998
1:00 AMWeb Page
PDF255620 - Amendment
Banking and Insurance 5/10/1998
1:00 AMWeb Page
PDFCitations - Statutes (4)
Citation Catchline Location in Bill Location In Bill Help 517.12 Registration of dealers, associated persons, investment advisers, and branch offices. 517.1203 Allocation and disbursement of assessment fees. 517.1204 517.131 Securities Guaranty Fund.